Kevin Auerbach (CRD# 2622423) is an Investment Advisor Representative working at Auerbach Investment Services, LLC in Narberth, PA and has over 28 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Naritrader, LLC | Narberth, PA | Feb 2024 - Current | < 1 |
| Auerbach Investment Services, LLC | Conshohocken, PA | Sep 2017 - Current | 6 |
| Brookstone Capital Management, LLC | Merion Station, PA | Oct 2016 - Oct 2017 | 1 |
| Ellis Investment Partners, LLC | Berwyn, PA | Jan 2016 - Dec 2016 | < 1 |
| Cmg | King Of Prussia, PA | Jan 2014 - Dec 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1995 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
- PA
- TX
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Total Assets Under Management56MILLIONS
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Total Number of Accounts130ACCOUNTS
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Average Account Value$428,687
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
AL, PA, TX
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