Tara Frohner (CRD# 7181432) is an Investment Advisor Representative working at Morgan Stanley in Berwyn, PA and has over 4 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Morgan Stanley Private Bank, N.a | New York, NY | Mar 2023 - Current | 1 |
Morgan Stanley Smith Barney LLC | Berwyn, PA | Jan 2023 - Current | 1 |
Bank Of America, N.a. | Wayne, PA | Oct 2019 - Jan 2023 | 3 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayne, PA | Sep 2019 - Jan 2023 | 3 |
Unemployed | Villanova, PA | Jun 2019 - Aug 2019 | < 1 |
Portnoff Law Associates | King Of Prussia, PA | Feb 2019 - May 2019 | < 1 |
Unemployed | Villanova, PA | Jun 2018 - Jan 2019 | < 1 |
Moriconi Flowers Ltd | Elkins Park, PA | Jan 2017 - May 2018 | 1 |
Unemployed | Villanova, PA | Jan 2007 - Dec 2016 | 9 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Feb 2020 |
- PA
- TX
-
Total Assets Under Management1,402,426MILLIONS
-
Total Number of Accounts2,405,783ACCOUNTS
-
Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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