Stephen BartoCRD Number: 2445955
Current Firm: Wells Fargo Advisors Financial Network, LLC
Stephen Barto (CRD# 2445955) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Bethesda, MD and has over 29 years of experience in the finance industry.
David Wealth Management, LLC
Equitable Advisors, LLC
Reframe Wealth, LLC
|Wells Fargo Advisors Financial Network, LLC||Bethesda, MD||Aug 2022 - Current||< 1|
|Wells Fargo Clearing Services, LLC||Mclean, VA||Nov 2016 - Aug 2022||5|
|Wells Fargo Advisors LLC||Mclean, VA||May 2009 - Nov 2016||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1994|
|S65||NASAA Investment Advisors Law Examination||May 1994|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management103,107MILLIONS
Total Number of Accounts267,333ACCOUNTS
Average Account Value$385,689
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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