Andrew Smith (CRD# 6178197) is an Investment Advisor Representative working at Flagstar Advisors, Inc. in Beverly Hills, CA and has over 10 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Flagstar Advisors/flagstar Bank | Beverly Hills, CA | Apr 2023 - Current | 1 |
| Signature Securities Group | Beverly Hills, CA | Jul 2021 - Apr 2023 | 1 |
| Hsbc Securities Usa, Inc. | San Francisco, CA | Jun 2020 - Jul 2021 | 1 |
| Hsbc Securities Usa, Inc. | New York, NY | Aug 2017 - Jun 2020 | 2 |
| Hsbc Securities Usa, Inc. | New York, NY | Jul 2016 - Aug 2017 | 1 |
| Hsbc Securities Usa, Inc. | New York, NY | Jun 2015 - Jul 2016 | 1 |
| Hsbc Securities (usa) Inc. | New York City, NY | Jan 2015 - Jun 2015 | < 1 |
| Hsbc Bank Usa, N.a. | New York, NY | Jul 2014 - Jan 2015 | < 1 |
| Hsbc Bank Usa, N.a. | East Setauket, NY | Jun 2013 - Jun 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2013 |
| S66 | NASAA Uniform Combined State Law Examination | May 2017 |
- CA
- NY
-
Total Assets Under Management967MILLIONS
-
Total Number of Accounts1,588ACCOUNTS
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Average Account Value$608,723
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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