Rodney Chu (CRD# 6703635) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Beverly Hills, CA and has over 6 years of experience in the finance industry. Rodney Chu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.p. Morgan Chase Bank, N.a. | Beverly Hills, CA | Nov 2020 - Current | 3 |
| J.p. Morgan Securities, LLC | Beverly Hills, CA | Nov 2020 - Current | 3 |
| Steel Peak Wealth Management | Woodland Hills, CA | Jul 2020 - Oct 2020 | < 1 |
| Thrivent Investment Management Inc. | Pasadena, CA | Jun 2020 - Jul 2020 | < 1 |
| Fidelity Personal And Workplace Advisors | Pasadena, CA | Sep 2018 - Jun 2020 | 1 |
| Fidelity Brokerage Services LLC | Pasadena, CA | Aug 2018 - Jun 2020 | 1 |
| Td Ameritrade, Inc. | San Gabriel, CA | Feb 2018 - Aug 2018 | < 1 |
| Td Ameritrade Investment Management, LLC | San Gabriel, CA | Feb 2018 - Aug 2018 | < 1 |
| Scottrade Inc. | Arcadia, CA | Oct 2016 - Feb 2018 | 1 |
| Scottrade Investment Management | Arcadia, CA | Oct 2016 - Feb 2018 | 1 |
| Hsbc Bank Usa, N.a. | Walnut, CA | Sep 2016 - Oct 2016 | < 1 |
| Wells Fargo | Temple City, CA | Aug 2016 - Sep 2016 | < 1 |
| Bank Of America | Monterey Park, CA | Nov 2015 - Jul 2016 | < 1 |
| Law Offices Of Deacon Zhang | Arcadia, CA | Aug 2014 - Oct 2015 | 1 |
| Dong And Partners Law Firm | Rome, | Apr 2014 - Aug 2014 | < 1 |
| Univeristy Of California, Riverside | Riverisde, CA | Sep 2010 - Jun 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2017 |
- CA
- TX
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Total Assets Under Management249,731MILLIONS
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Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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