Roman KhanCRD Number: 5336839
Current Firm: Hsbc Securities (usa) Inc.
Roman Khan (CRD# 5336839) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Beverly Hills, CA and has over 9 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Hsbc Bank Usa, N.a.||Beverly Hills, CA||Jul 2014 - Current||3|
|Hsbc Securities (usa) Inc.||Beverly Hills, CA||Jul 2014 - Current||3|
|Hsbc Securities (usa) Inc.||Beverly Hills, CA||Nov 2013 - Jul 2014||< 1|
|Hsbc Bank Usa, Na||Beverly Hills, CA||May 2005 - Nov 2013||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2008|
|S66||NASAA Uniform Combined State Law Examination||Jun 2013|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV