Caroline Fuerniss (CRD# 6239353) is an Investment Advisor Representative working at Morgan Stanley in Birmingham, AL and has over 4 years of experience in the finance industry.
CRD# 5422273
Hightower Advisors, LLC
Score
103
CRD# 1469265
Wesban Financial Consultants, P.c.
Score
101
CRD# 5556427
Raymond James & Associates, Inc.
Score
101
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Current | 3 |
| Morgan Stanley | Birmingham, AL | Aug 2013 - Current | 4 |
| Unemployed | Birmingham, AL | Jun 2013 - Jul 2013 | < 1 |
| Cathedral Church Of The Advent | Birmingham, AL | Jan 2013 - May 2013 | < 1 |
| University Of Viginia | Charlottesville, VA | Aug 2012 - Dec 2012 | < 1 |
| Piper Place West | Birmingham, AL | May 2012 - Aug 2012 | < 1 |
| University Of Virginia | Charlottesville, VA | Aug 2011 - May 2012 | < 1 |
| Piper Place West | Birmingham, AL | May 2011 - Aug 2011 | < 1 |
| University Of Virginia | Charlottesville, VA | Aug 2010 - May 2011 | < 1 |
| Sparks & Favor | Birmingham, AL | May 2010 - Aug 2010 | < 1 |
| University Of Virginia | Charlottesville, VA | Aug 2009 - May 2010 | < 1 |
| Mountain Brook Schools | Birmingham, AL | Aug 1996 - Aug 2009 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2013 |
- AL
-
Total Assets Under Management598,503MILLIONS
-
Total Number of Accounts1,610,240ACCOUNTS
-
Average Account Value$371,685
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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