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Ernest Jordan III AIF CFS, financial advisor Birmingham AL

Ernest Jordan III AIF CFS

CRD Number: 1196460
Current Firm: Stonex Advisors Inc.
Compensation Model: Both
Ernest Jordan (CRD# 1196460) is an Investment Advisor Representative working at Sa Stone Investment Advisors Inc. in Birmingham, AL and has over 29 years of experience in the finance industry.
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Company Name Location Dates Years
Stonex Securities Inc. Birmingham, AL Oct 2017 - Current 6
Stonex Advisors Inc. Birmingham, AL Oct 2017 - Current 6
First Allied Advisory Services, Inc. Chesterfield, MO Sep 2015 - Oct 2017 2
First Allied Securities Inc. San Diego, CA Jul 2015 - Oct 2017 2
Jordan Iii Enterprises Birmingham, AL Jun 2014 - Jan 2017 2
Unemployeed Birmingham, AL Apr 2014 - Jun 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1989
S65 NASAA Investment Advisors Law Examination Dec 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Ernest L. Jordan III AIF CFS
1 Perimeter Park South, Suite 400 South, Birmingham, AL 35243
Phone Number: 800-292-2411
Advisor Website: https://www.saswealth.com/
Firm Website: https://www.stonexwealth.com
Registered State(s):
  • AL
Current Firm Details
Stonex Advisors Inc.
Firm's CRD Number: 174182
2 Perimeter Park South, Suite 500 West, Birmingham, AL 35243
By the Numbers
  • Total Assets Under Management
    3,316
    MILLIONS
  • Total Number of Accounts
    14,019
    ACCOUNTS
  • Average Account Value
    $236,519
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

SA Stone Wealth Management Inc., Member FINRA and SIPC. Advisory Services offered through SA Stone Investment Advisors Inc.

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