James PeayCRD Number: 3005421
Current Firm: The Welch Group, LLC
James Peay (CRD# 3005421) is an Investment Advisor Representative working at The Welch Group, LLC in Birmingham, AL and has over 24 years of experience in the finance industry. James Peay has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Canterbury Investment Advisors LLC
Nbc Securities, Inc.
Wells Fargo Clearing Services, LLC
|The Welch Group, LLC||Birmingham, AL||Jan 2018 - Current||4|
|Welch Investments, Llc(fka:fee-only Planning Professionals, Llc)||Birmingham, AL||Jan 2006 - Jan 2018||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1998|
|S65||NASAA Investment Advisors Law Examination||Mar 1998|
Total Assets Under Management2,450MILLIONS
Total Number of Accounts3,293ACCOUNTS
Average Account Value$743,985
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, CA, CO, FL, GA, LA, MS, NC, NY, SC, TN, TX, VA
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