Joel Fishman (CRD# 6641013) is an Investment Advisor Representative working at Stonex Advisors Inc. in Birmingham, AL and has over 7 years of experience in the finance industry.
CRD# 2842337
Nbc Securities, Inc.
CRD# 6641051
Rfg Advisory, LLC
CRD# 6186795
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stonex Securities Inc. | Woodland Hills, CA | Dec 2019 - Current | 4 |
| Stonex Advisors Inc. | Woodland Hills, CA | Dec 2019 - Current | 4 |
| Avnet Inc. | Woodland Hills, CA | Feb 2017 - Current | 7 |
| Fishman Financial | Woodland Hills, CA | Dec 2016 - Current | 7 |
| Independent Insurance Agent | Woodland Hills, CA | Dec 2016 - Current | 7 |
| Quest Capital Strategies, Inc. | Lake Forest, CA | Feb 2019 - Dec 2019 | < 1 |
| Various Insurance Carriers For W&r Insurance Agencies | Woodland Hills, CA | Jun 2016 - Nov 2018 | 2 |
| Waddell & Reed Inc. | Pasadena, CA | May 2016 - Nov 2018 | 2 |
| Earle Associates Southern Ca | San Diego, CA | Jul 2016 - Feb 2017 | < 1 |
| Vision Technical Sales | Irvine, CA | Jan 2000 - Jul 2016 | 16 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2016 |
- CA
-
Total Assets Under Management3,316MILLIONS
-
Total Number of Accounts14,019ACCOUNTS
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Average Account Value$236,519
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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