Michael Parham, financial advisor Birmingham AL

Michael Parham

CRD Number: 867613
Current Firm: Morgan Stanley

Michael Parham (CRD# 867613) is an Investment Advisor Representative working at Morgan Stanley in Birmingham, AL and has over 43 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, N.a New York, NY Jul 2023 - Current < 1
Morgan Stanley Smith Barney LLC Birmingham, AL May 2023 - Current < 1
Bank Of America, N.a. Birmingham, AL Jun 2011 - May 2023 11
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham, AL Mar 1979 - May 2023 44
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1980
S65 NASAA Investment Advisors Law Examination Aug 1993
Contact Info for Michael W. Parham
Phone Number: 914-225-5510
Registered State(s):
  • AL
  • TX
By the Numbers
  • Total Assets Under Management
    1,402,426
    MILLIONS
  • Total Number of Accounts
    2,405,783
    ACCOUNTS
  • Average Account Value
    $582,939
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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