Brian Sherman (CRD# 2255564) is an Investment Advisor Representative working at Avantax Advisory Services in Bloomfield, NJ and has over 30 years of experience in the finance industry. Brian Sherman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lorenzo Cpa LLC | Aventura, Fl 33180, FL | Jul 2022 - Current | 1 |
| Brian Sherman | Bloomfield, NJ | Dec 2018 - Current | 5 |
| Avantax Investment Services, Inc. | Bloomfield, NJ | Feb 2018 - Current | 6 |
| Avantax Advisory Services | Bloomfield, NJ | Feb 2018 - Current | 6 |
| Avantax Insurance Services, LLC | Bloomfield, NJ | Feb 2018 - Current | 6 |
| Clover | Jersey City, NJ | Nov 2019 - Jul 2022 | 2 |
| Tapfin | Bloomfiled, NJ | Feb 2018 - Jul 2022 | 4 |
| Ritter | Bloomfield, NJ | Oct 2018 - Nov 2021 | 3 |
| Brian Sherman | Bloomfield, NJ | Jan 2018 - Nov 2021 | 3 |
| Citigroup | Long Island City, NY | Jan 2017 - Feb 2018 | 1 |
| Hd Vest Insurance Agency Inc. | Irving, TX | Jan 2016 - Jan 2017 | 1 |
| Hd Vest Investment Services | Bloomfield, NJ | Jan 2016 - Jan 2017 | 1 |
| Hd Vest Advisory Services | Bloomfield, NJ | Jan 2016 - Jan 2017 | 1 |
| Jamie Rocks | Jersey City, NJ | Jun 2016 - Dec 2016 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Teaneck, NJ | Oct 2014 - Jan 2016 | 1 |
| Bank Of America, N.a. | Teaneck, NJ | Oct 2014 - Jan 2016 | 1 |
| Axa Advisors, LLC | New York, NY | Feb 2008 - Oct 2014 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1993 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2008 |
- NJ
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Total Assets Under Management41,696MILLIONS
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Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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