Sean Brooks (CRD# 5770872) is an Investment Advisor Representative working at Buckingham Strategic Partners, LLC in Bloomingdale, IL and has over 14 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Buckingham Strategic Partners | Clayton, MO | Dec 2018 - Current | 5 |
| Foreside Financial Services, LLC | San Jose, CA | Oct 2018 - Current | 5 |
| Loring Ward Financial Inc. | San Jose, CA | Oct 2018 - Nov 2018 | < 1 |
| Loring Ward Holdings, Inc. | San Jose, CA | Jun 2017 - Nov 2018 | 1 |
| Assetmark Brokerage, LLC | Concord, CA | Aug 2014 - Jun 2017 | 2 |
| Centurion Capital Group, Inc. | Concord, CA | Sep 2013 - Jun 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2010 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2011 |
- IL
- MO
-
Total Assets Under Management25,739MILLIONS
-
Total Number of Accounts76,491ACCOUNTS
-
Average Account Value$336,494
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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