David HermanCRD Number: 1803557
Current Firm: Aegis Capital Corp.
David Herman (CRD# 1803557) is an Investment Advisor Representative working at Aegis Capital Corp. in Boca Raton, FL and has over 24 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Aegis Capital Corp||Boca Raton, FL||Jan 2015 - Current||3|
|Newbridge Securities||West Palm Beach, FL||Apr 2010 - Dec 2014||4|
|Janney Montgomery Scott LLC||Philadelphia, PA||Aug 2003 - Apr 2010||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1993|
|S65||NASAA Investment Advisors Law Examination||Sep 1996|
Total Assets Under Management327MILLIONS
Total Number of Accounts1,027ACCOUNTS
Average Account Value$318,015
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV