Michael Higgins, financial advisor Boca Raton FL
93 score

Michael Higgins

CRD Number: 2016375
Current Firm: Morgan Stanley

Michael Higgins (CRD# 2016375) is an Investment Advisor Representative working at Morgan Stanley in Boca Raton, FL and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Smith Barney Boca Raton, FL Jun 2009 - Current 7
Morgan Stanley & Company, Incorporated Boston, MA Apr 2007 - Current 9
Morgan Stanley Dw Inc. Boston, MA Feb 2007 - Apr 2007 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston, MA Nov 1994 - Feb 2007 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1990
S66 NASAA Uniform Combined State Law Examination Mar 2006
Contact Info for Michael F. Higgins
Phone Number: 914-225-5510
Registered State(s):
  • CT
  • FL
  • RI
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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