William Beattie (CRD# 4004028) is an Investment Advisor Representative working at Cerity Partners LLC in New York, NY and has over 24 years of experience in the finance industry. William Beattie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Cerity Partners LLC | New York, NY | Nov 2023 - Current | < 1 |
United Capital Financial Advisers, LLC | Newport Beach, CA | May 2021 - Nov 2023 | 2 |
Unemployed | Delray Beach, FL | Nov 2020 - May 2021 | < 1 |
Eaton Vance Investment Counsel | Boston, MA | Jun 2018 - Nov 2020 | 2 |
Eaton Vance Distributors, Inc. | Boston, MA | Jun 2018 - May 2020 | 1 |
Ef Legacy Securities, LLC | Henrico, VA | Aug 2016 - May 2018 | 1 |
Edelman Financial Services, LLC | Fairfax, VA | Aug 2016 - May 2018 | 1 |
Charles Schwab & Company, Inc. | New York City, NY | Nov 2005 - Aug 2016 | 10 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 1999 |
S66 | NASAA Uniform Combined State Law Examination | Jul 2003 |
- NY
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Total Assets Under Management80,573MILLIONS
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Total Number of Accounts16,424ACCOUNTS
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Average Account Value$4,905,815
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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