Roger Roemmich (CRD# 1293322) is an Investment Advisor Representative working at Alexander Capital Wealth Management LLC in Red Bank, NJ and has over 39 years of experience in the finance industry.
CRD# 2130640
Ameriprise Financial Services, LLC
CRD# 700067
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1863193
Primerica Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Alexander Capital LP | New York, NY | Oct 2020 - Current | 3 |
| Alexander Capital Wealth Management LLC | New York, NY | Oct 2020 - Current | 3 |
| Retirement Cash Flow Group LLC | Alpharetta, GA | Apr 2019 - Current | 5 |
| Dempsey Lord Smith, LLC | Rome, GA | Oct 2016 - Oct 2020 | 4 |
| Roger's Retirement Readiness Alliance LLC | Alpharetta, GA | Oct 2016 - Dec 2018 | 2 |
| Coastal Equities, Inc. | Wilmington, DE | Jul 2014 - Oct 2016 | 2 |
| Roka Wealth Strategists | Roswell, GA | Jun 2006 - Oct 2016 | 10 |
| Triad Advisors, Inc. | Norcross, GA | Jun 2006 - Jun 2014 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1984 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1992 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
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Total Assets Under Management121MILLIONS
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Total Number of Accounts531ACCOUNTS
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Average Account Value$227,476
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
AR, AZ, CA, CO, CT, FL, GA, LA, MO, NE, NJ, NY, OR, PA, SC, TX, WA
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