Norvin Ulloa-Gonzalez (CRD# 4216786) is an Investment Advisor Representative working at Bolton Global Asset Management in Bolton, MA and has over 6 years of experience in the finance industry.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 1388001
Tcg Wealth Management
CRD# 6401139
Eagle Strategies LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bolton Global Capital | Bolton, MA | Jul 2021 - Current | 2 |
| Bolton Global Asset Management | Bolton, MA | Jul 2021 - Current | 2 |
| Wells Fargo Clearing Services, LLC | Miami, FL | Nov 2016 - Jul 2021 | 4 |
| Wells Fargo Advisors,llc | Miami, FL | Jun 2016 - Nov 2016 | < 1 |
| Citibank, N.a. | San Juan, PR | Nov 2014 - Jun 2016 | 1 |
| Citi International Financial Services LLC | San Juan, PR | Feb 2009 - Jun 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management5,854MILLIONS
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Total Number of Accounts6,217ACCOUNTS
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Average Account Value$941,602
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