James Wallace (CRD# 2099074) is an Investment Advisor Representative working at Capitol Securities Management, Inc. in Boston, MA and has over 33 years of experience in the finance industry.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 4046712
Stonehearth Capital Management
CRD# 2086353
Fidelity Personal And Workplace Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Capitol Securities Management | Wellesley, MA | Apr 2021 - Current | 3 |
| Arthur W. Wood Company, Inc. | Boston, MA | Nov 2020 - Jun 2021 | < 1 |
| Self-employed | Windham, NH | May 2020 - Nov 2020 | < 1 |
| First Allied Securities, Inc. | San Diego, CA | Apr 2020 - Apr 2020 | < 1 |
| Cetera Advisors LLC | Denver, CO | Oct 2016 - Apr 2020 | 3 |
| Summit Brokerage Services, Inc. | Boca Raton, FL | Jun 2018 - Dec 2019 | 1 |
| Investors Capital Corporation | Lynnfield, MA | Jan 2000 - Jan 2017 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1990 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1997 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2021 |
- MA
-
Total Assets Under Management1,403MILLIONS
-
Total Number of Accounts3,470ACCOUNTS
-
Average Account Value$404,189
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.