Joseph SmallCRD Number: 6458281
Current Firm: Fidelity Personal And Workplace Advisors
Joseph Small (CRD# 6458281) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Boston, MA and has over 5 years of experience in the finance industry.
Artemis Financial Advisors
Fidelity Personal And Workplace Advisors
Claybrook Capital, LLC
|Fidelity Personal And Workplace Advisors||Boston, MA||Jul 2018 - Current||3|
|Fidelity Brokerage Service LLC||Westlake, TX||Jan 2016 - Current||6|
|Irongate Partners Inc.||Wilmington, NC||Jan 2015 - Dec 2015||< 1|
|Fidelity Investments||Westlake, TX||Jun 2015 - Aug 2015||< 1|
|Harris Teeter||Wilmington, NC||Mar 2012 - Jan 2015||2|
|Unemployed/ Full Time Student||Monroe, NC||Jan 2006 - Feb 2012||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2016|
|S66||NASAA Uniform Combined State Law Examination||Sep 2016|
Total Assets Under Management566,242MILLIONS
Total Number of Accounts1,216,586ACCOUNTS
Average Account Value$465,435
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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