Nicholas Rohlfing, financial advisor Boston MA
90 score

Nicholas Rohlfing

CRD Number: 6113851
Current Firm: Morgan Stanley

Nicholas Rohlfing (CRD# 6113851) is an Investment Advisor Representative working at Morgan Stanley in Boston, MA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Smith Barney LLC Middleton, MA Feb 2013 - Current 3
Fidelity Investments Merrimack, NH Aug 2012 - Feb 2013 < 1
Unemployed Bedford, NH Jun 2012 - Aug 2012 < 1
Magdalen College Warner, NH Apr 2012 - Jun 2012 < 1
Simon Pearce Windsor, VT May 2011 - Mar 2012 < 1
New England Classical Academy Claremont, NH Oct 2010 - Jun 2011 < 1
Unemployed Bedford, NH Jul 2010 - Oct 2010 < 1
New England Classical Academy Claremont, NH Jul 2009 - Jun 2010 < 1
University Of Dallas Irving, TX Aug 2008 - May 2010 1
Hannaford Bros. Bedford, NH May 2003 - Jan 2009 5
Thomas More College Merrimack, NH Sep 2004 - May 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2012
S66 NASAA Uniform Combined State Law Examination May 2014
Contact Info for Nicholas D. Rohlfing
Phone Number: 914-225-5510
Registered State(s):
  • NH
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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