Roy Hundhausen, financial advisor Bozeman MT
93 score

Roy Hundhausen

CRD Number: 5903508
Current Firm: Kms Financial Services, Inc.

Roy Hundhausen (CRD# 5903508) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Bozeman, MT and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Kms Financial Services, Inc. Seattle, WA Dec 2015 - Current 1
Sii Investments Inc. Missoula, MT Mar 2011 - Dec 2015 4
3m Imtec Boulder, CO May 2010 - Mar 2011 < 1
3m Imtec Los Alamos, NM Jan 2008 - Apr 2010 2
Los Alamos National Lab Los Alamos, NM Jun 2004 - Jan 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2011
S65 NASAA Investment Advisors Law Examination Sep 2011
Contact Info for Roy J. Hundhausen
Phone Number: [206]441-2885
Registered State(s):
  • MT
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    5,174
    MILLIONS
  • Total Number of Accounts
    24,587
    ACCOUNTS
  • Average Account Value
    $210,434
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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