Erick Caledonia, financial advisor Braintree MA
73 score

Erick Caledonia

CRD Number: 3072575
Current Firm: Voya Retirement Advisors, LLC

Erick Caledonia (CRD# 3072575) is an Investment Advisor Representative working at Voya Retirement Advisors, LLC in Braintree, MA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Voya Retirement Advisors, LLC Braintree, MA Sep 2014 - Current 2
Ing Investment Advisors Braintree, MA Sep 2010 - Sep 2014 4
Morgan Stanley Smith Barney Hingham, MA Jun 2009 - Sep 2010 1
Citigroup Global Markets Inc. Hingham, MA Mar 2006 - Mar 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination Oct 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Erick C. Caledonia
Phone Number: 860-580-2819
Registered State(s):
  • ME
  • MA
By the Numbers
  • Total Assets Under Management
    9,700
    MILLIONS
  • Total Number of Accounts
    103,298
    ACCOUNTS
  • Average Account Value
    $93,900
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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