Nicole Peterkin (CRD# 5905866) is an Investment Advisor Representative working at Peterkin Financial, LLC in Oceanside, CA and has over 12 years of experience in the finance industry. Nicole Peterkin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2361078
Baker Jensen Investment Advisors, LLC
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 2946276
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Peterkin Financial | Oceanside, CA | Aug 2018 - Current | 5 |
| The Patriot Financial Group, LLC | Westborough, MA | Dec 2016 - Aug 2018 | 1 |
| Lpl Financial, LLC | Quincy, MA | Nov 2016 - Jun 2018 | 1 |
| Mml Investors Services | Boston, MA | Feb 2015 - Nov 2016 | 1 |
| Mass Mutual Life Insurance Company | Boston, MA | Jan 2015 - Nov 2016 | 1 |
| Eagle Strategies LLC | Waltham, MA | May 2014 - Jan 2015 | < 1 |
| Nylife Securities LLC | Waltham, MA | Mar 2011 - Jan 2015 | 3 |
| New York Life Insurance Company | Waltham, MA | Mar 2011 - Jan 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2011 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2014 |
- CA
- MA
-
Total Assets Under Management19MILLIONS
-
Total Number of Accounts148ACCOUNTS
-
Average Account Value$129,549
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, MA
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