Katie Maniaci, financial advisor Brea CA
88 score

Katie Maniaci

CRD Number: 6285949
Current Firm: Morgan Stanley

Katie Maniaci (CRD# 6285949) is an Investment Advisor Representative working at Morgan Stanley in Brea, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Brea, CA Dec 2013 - Current 3
Calfirst National Bank Irvine, CA May 2011 - Dec 2013 2
Concordia University Irvine Irvine, CA Aug 2010 - May 2011 < 1
Concordia University Irvine, CA Sep 2007 - May 2011 3
John Alsop Insurance Agency (allstate Insurance) Montclair, CA May 2010 - Aug 2010 < 1
Concordia University Irvine Irvine, CA Aug 2009 - May 2010 < 1
Los Serranos Country Club Chino, CA Apr 2006 - Jul 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for Katie A. Maniaci
Phone Number: 914-225-5510
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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