Roy Thornton (CRD# 4084204) is an Investment Advisor Representative working at Virtue Capital Management, LLC in Brentwood, TN and has over 24 years of experience in the finance industry. Roy Thornton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2638266
Cypress Capital, LLC
CRD# 3240223
Ameriprise Financial Services, LLC
CRD# 2546494
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| R.c. Thornton Financial Solutions, LLC | Phoenix, AZ | Jun 2017 - Current | 6 |
| Virtue Capital Management, LLC | Nashville, TN | Jun 2017 - Current | 6 |
| R.c. Thonton & Associates -cpa | Phoenix, AZ | Jul 1983 - Current | 40 |
| First Allied Advisory Services, Inc. | Chesterfield,, MO | Feb 2014 - Mar 2017 | 3 |
| First Allied Securities, Inc. | San Diego, CA | Jan 2014 - Mar 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1999 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
- AZ
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Total Assets Under Management787MILLIONS
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Total Number of Accounts6,111ACCOUNTS
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Average Account Value$128,861
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WV
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