Neil is the principal and founder of Sacks & Associates which he established in 2008, and a 40 + year veteran of the financial industry. His deep knowledge of industry best practices helps provide clients with a retirement and investment plan that best fits their needs. Additionally, he is extremely knowledgeable regarding the New Jersey Alternative Benefits Program where he worked exclusively with college professors for over 20 years and understands the nuances and details of the program.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 4125056
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sacks & Associates, LLC | Bridgewater, NJ | Jan 2015 - Current | 9 |
| Mutual Securities, Inc. | Camarillo, CA | Feb 2015 - Nov 2021 | 6 |
| Voya Financial Partners | Woodbridge, NJ | Sep 2014 - Jan 2015 | < 1 |
| Voya Financial | Woodbridge, NJ | Sep 2014 - Jan 2015 | < 1 |
| Voya Financial Advisors | Woodbridge, NJ | Sep 2014 - Jan 2015 | < 1 |
| Sacks & Associates, LLC | Woodbridge, NJ | Oct 2008 - Jan 2015 | 6 |
| Ing Financial Partners, Inc. | Woodbridge, NJ | Jan 2011 - Sep 2014 | 3 |
| Ing Financial Advisers, LLC | Woodbridge, NJ | May 2002 - Sep 2014 | 12 |
| Ing | Woodbridge, NJ | Nov 2000 - Sep 2014 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1991 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
- TX
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Total Assets Under Management177MILLIONS
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Total Number of Accounts357ACCOUNTS
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Average Account Value$495,086
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, FL, MD, NJ, NY, PA, TX
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