Susan WaltonCRD Number: 1973222
Current Firm: Rbc Capital Markets, LLC
Susan Walton (CRD# 1973222) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Brookfield, WI and has over 27 years of experience in the finance industry.
Financial Service Group Inc.
Fortress Planning Group
Midland Financial Advisors, Inc.
|Rbc Capital Markets Corporation||Brookfiled, WI||Mar 2008 - Current||10|
|Dain Rauscher Inc.||Brookfield, WI||Jan 2001 - Mar 2008||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1991|
|S65||NASAA Investment Advisors Law Examination||Jun 1996|
Total Assets Under Management106,032MILLIONS
Total Number of Accounts254,944ACCOUNTS
Average Account Value$415,903
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY