Simon Chan (CRD# 5653210) is an Investment Advisor Representative working at Insight Securities, Inc. in Brooklyn, NY and has over 14 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Insight Securities, Inc. | El Paso, TX | Aug 2021 - Current | 2 |
| Citigroup Global Markets Inc. | New York, NY | May 2020 - Jul 2021 | 1 |
| Community America Financial Solutions LLC | Lenexa, KS | Apr 2018 - Jun 2020 | 2 |
| United Nations Federal Credit Union Advisors | New York, NY | Apr 2017 - Apr 2020 | 3 |
| Raymond James Financial Services, Inc. | New York, NY | Apr 2017 - May 2018 | 1 |
| Raymond James Financial Services Advisors Inc. | New York, NY | Apr 2017 - May 2018 | 1 |
| Icc | New York, NY | Apr 2017 - May 2018 | 1 |
| Crump | New York, NY | Apr 2017 - May 2018 | 1 |
| Hsbc Bank Usa, N.a. | New York, NY | Aug 2016 - Mar 2017 | < 1 |
| Hsbc Securities (usa) Inc. | New York, NY | Jan 2013 - Mar 2017 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2010 |
- IL
- NJ
- NY
- TX
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Total Assets Under Management127MILLIONS
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Total Number of Accounts54ACCOUNTS
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Average Account Value$2,347,189
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, NC, NE, NJ, NM, NV, NY, OH, OK, PA, PR, SC, SD, TX, VA, WA, WI, WY
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