Dave Anthony, CFP®, RMA®, financial advisor Broomfield CO

Dave Anthony, CFP®, RMA®

CRD Number: 3068955
Current Firm: Anthony Capital, LLC
Compensation Model: Fee Only

Dave Anthony (CRD# 3068955) is the President and Portfolio Manager of Anthony Capital, LLC , located in Broomfield, CO,  a  He  has over 18 years of experience in the finance industry.

 

Anthony Capitlal, LLC is a fee-only investment advisory firm.

 

Dave Anthony has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

 

Dave is a Retirement Management Analyst, (RMA®)  and specializes in retirement income planning for Baby Boomers retirees and affluent individuals.

 

 

 

 

 

CONTACT
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Professional Designations
Company Name Location Dates Years
Anthony Capital, LLC Broomfield, CO May 2013 - Current 7
Side By Side Quotes.com, LLC Broomfield, CO Nov 2012 - Current 8
Anthony Capital, LLC Broomfield, CO Jun 2006 - Current 14
Hold Brothers Online Investment Services, LLC Thornton, CO Aug 2008 - Nov 2008 < 1
Hold Brothers Online Investment Services, LLC Thornton, CO Mar 2005 - Dec 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1998
S66 NASAA Uniform Combined State Law Examination Aug 2002
Contact Info for Dave Anthony, CFP®, RMA®
Phone Number: 303-734-7178
Advisor Website: http://www.AnthonyCap.com
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    19
    MILLIONS
  • Total Number of Accounts
    90
    ACCOUNTS
  • Average Account Value
    $209,962
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CO, TX

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