Barbara Koontz (CRD# 1487389) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Brownsville, OR and has over 38 years of experience in the finance industry.
CRD# 6422505
Charles Schwab & Company, Inc.
CRD# 4299722
Sapient Private Wealth Management, LLC
CRD# 5251001
Commonwealth Financial Network
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Financial Specialists | Schaumburg, IL | Nov 2022 - Current | 1 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Nov 2022 - Current | 1 |
| Koontz, Elker, And Associates | Brownsville, OR | Nov 2022 - Current | 1 |
| Maps Credit Union | Salem, OR | Feb 2016 - Oct 2022 | 6 |
| Cuso Financial Services, LP | San Diego, CA | Aug 2006 - Oct 2022 | 16 |
| Oregon State Credit Union | Corvallis, OR | Aug 2006 - Feb 2016 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1986 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OR
- TX
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
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