David Diaz (CRD# 6575577) is an Investment Advisor Representative working at Pnc Investments in Brownsville, TX and has over 7 years of experience in the finance industry.
CRD# 1620378
Raymond James & Associates, Inc.
CRD# 2659346
Raymond James & Associates, Inc.
CRD# 5734795
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pnc Investments LLC | Harlingen, TX | Nov 2022 - Current | 1 |
| Pnc Bank | Harlingen, TX | Oct 2021 - Feb 2023 | 1 |
| Bbva Usa | Birmingham, AL | Feb 2015 - Oct 2021 | 6 |
| Bbva Insurance Agency, Inc. | Austin, TX | Jul 2016 - Jun 2021 | 4 |
| Bbva Securities Inc. | Brownsville, TX | Jul 2015 - Jun 2021 | 5 |
| J And D Hardware | Brownsville, TX | Nov 2014 - Feb 2015 | < 1 |
| Unemployed | Harlingen, TX | Mar 2014 - Nov 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Feb 2023 |
| S63 | Uniform Securities State Law Examination | Aug 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management23,896MILLIONS
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Total Number of Accounts152,189ACCOUNTS
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Average Account Value$157,014
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