Robert Maricle (CRD# 319832) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Buckeye, AZ and has over 40 years of experience in the finance industry.
CRD# 2843482
Independent Financial Group, LLC
CRD# 2405716
Edward Jones
CRD# 6185234
First Command Advisory Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America, Inc. | Buckeye, AZ | Jan 2009 - Current | 15 |
| Securities America Advisors, Inc. | Buckeye, AZ | Jan 2009 - Current | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1984 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
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Total Assets Under Management40,420MILLIONS
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Total Number of Accounts211,150ACCOUNTS
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Average Account Value$191,430
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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