Elizabeth StevensCRD Number: 1293407
Current Firm: Sandlapper Wealth Management, LLC
Elizabeth Stevens (CRD# 1293407) is an Investment Advisor Representative working at Sandlapper Wealth Management, LLC in Buda, TX and has over 33 years of experience in the finance industry.
C.m.bidwell & Associates Ltd
Afam Capital, Inc.
Equistar Wealth Management LLC
|Sandlapper Wealth Management, LLC||Austin, GA||Jan 2015 - Current||2|
|Sandlapper Securities, LLC||Greenville, SC||May 2014 - Current||3|
|Colony Park Financial Services, LLC||Buda, TX||Jun 2014 - Dec 2014||< 1|
|Bank Of America, N.a||Austin, TX||Aug 2012 - Jun 2014||1|
|Merrill Lynch, Pierce, Fenner And Smith Incorporated||Austin, TX||Jun 2012 - Aug 2012||< 1|
|Raymond James Financial Services Advisors, Inc.||Dripping Springs, TX||Jan 2009 - Jun 2012||3|
|Raymond James Financial Services, Inc.||Dripping Springs, TX||Aug 2002 - Jun 2012||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1984|
|S66||NASAA Uniform Combined State Law Examination||Oct 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Employer Dispute
Total Assets Under Management144MILLIONS
Total Number of Accounts891ACCOUNTS
Average Account Value$161,306
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, FL, GA, HI, IL, KY, LA, MD, MN, MO, NC, ND, NH, NJ, NY, OH, OR, PA, SC, SD, TN, TX, VA, WA
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