Bruce Carrow (CRD# 1490841) is an Investment Advisor Representative working at Capital Insights Group Of Wny, LLC in Buffalo, NY and has over 37 years of experience in the finance industry. Bruce Carrow has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1604730
Lytle Investments
CRD# 6254146
Equitable Advisors, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Capital Insights Group Of Wny, LLC | Buffalo, NY | Mar 2021 - Current | 3 |
| Unemployed During Transition / Covid Pandemic | Buffalo, NY | Apr 2020 - Mar 2021 | < 1 |
| M&t Bank | Buffalo, NY | Dec 2002 - Apr 2020 | 17 |
| M&t Securities | Buffalo, NY | Dec 2002 - Apr 2020 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1986 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management38MILLIONS
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Total Number of Accounts312ACCOUNTS
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Average Account Value$120,419
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NY
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