Christopher Kempton (CRD# 2132374) is an Investment Advisor Representative working at Global Retirement Partners LLC in Buffalo, NY and has over 33 years of experience in the finance industry.
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1604730
Lytle Investments
CRD# 6254146
Equitable Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Global Retirement Partners LLC | Buffalo, NY | Apr 2019 - Current | 5 |
| Strategic Retirement Partners | Sherwood, IL | Feb 2017 - Current | 7 |
| Walsh Duffield Companies | Buffalo, NY | Sep 2001 - Current | 22 |
| Lpl Financial | Buffalo, NY | Apr 2019 - Dec 2019 | < 1 |
| Kestra Financial Services, Inc. | Austin, TX | Apr 2016 - Mar 2019 | 2 |
| Nfp Securities, Inc. | Austin, TX | Jul 2014 - Apr 2016 | 1 |
| Financial Telesis Inc. | San Rafael, CA | Oct 2009 - Jul 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1991 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2010 |
- NY
- PA
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Total Assets Under Management140,721MILLIONS
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Total Number of Accounts28,908ACCOUNTS
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Average Account Value$4,867,886
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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