John Parkes, financial advisor Buffalo NY
93 score

John Parkes

CRD Number: 1013699
Current Firm: Legend Advisory Corporation

John Parkes (CRD# 1013699) is an Investment Advisor Representative working at Legend Advisory Corporation in Buffalo, NY and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Legend Advisory Corporation Palm Beach Gardens, FL Nov 2010 - Current 6
Legend Equities Corporation Palm Beach Gardens, FL Sep 1981 - Current 35
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1996
S65 NASAA Investment Advisors Law Examination Oct 2010
Contact Info for John E. Parkes
Phone Number: (866) 774-8671
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    2,105
    MILLIONS
  • Total Number of Accounts
    29,775
    ACCOUNTS
  • Average Account Value
    $70,710
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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