Thomas MichelottiCRD Number: 3064966
Current Firm: Bmo Harris Financial Advisors, Inc.
Thomas Michelotti (CRD# 3064966) is an Investment Advisor Representative working at Bmo Harris Financial Advisors, Inc. in Buffalo Grove, IL and has over 19 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Bmo Harris Financial Advisors, Inc.||Palatine, IL||Jan 2014 - Current||4|
|Bmo Harris Bank||Palatine, IL||Dec 2013 - Current||4|
|Marc Partners||Lake Forest, IL||Apr 2012 - Dec 2013||1|
|Pnc Investments||Libertyville, IL||Nov 2010 - Mar 2012||1|
|Pnc Bank||Libteryville, IL||Nov 2010 - Mar 2012||1|
|Pnc Investments||Chicago, IL||Jan 2010 - Nov 2010||< 1|
|Zmarc 2||Lake Forest, IL||Jun 2006 - Jan 2010||3|
|Genworth Financial Securities Corporation||Schaumburg, IL||May 2008 - Dec 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1998|
|S65||NASAA Investment Advisors Law Examination||Jun 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management12,186MILLIONS
Total Number of Accounts116,830ACCOUNTS
Average Account Value$104,309
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV
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