Timothy Humphrey, financial advisor Burlington VT
96 score

Timothy Humphrey

CRD Number: 5568212
Current Firm: Rock Point Advisors, LLC

Timothy Humphrey (CRD# 5568212) is an Investment Advisor Representative working at Rock Point Advisors, LLC in Burlington, VT and has over 8 years of experience in the finance industry.

Similar Advisors
Joshua Parker, financial advisor Burlington VT
Joshua G. Parker
CRD# 4297169
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Score
98
Similar Advisors
James Antell, financial advisor Burlington VT
James B. Antell
CRD# 1518382
Lpl Financial LLC
Score
96
Similar Advisors
Mark Aridgides, financial advisor Burlington VT
Mark D. Aridgides
CRD# 4216957
Nfp Advisor Services, LLC
Score
96
Professional Designations
Company Name Location Dates Years
Rock Point Advisors, LLC Burlington, VT Feb 2015 - Current 1
Barclays Capital Inc. Boston, MA May 2012 - Feb 2015 2
J.p. Morgan Securities Inc. New York, NY Jul 2008 - May 2012 3
Jpmorgan Chase Bank New York, NY Jul 2008 - May 2012 3
Bear, Stearns & Company Inc. New York, NY Oct 2008 - Oct 2008 < 1
St. Michael's College Colchester, VT Aug 2004 - May 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2008
Contact Info for Timothy A. Humphrey
Phone Number: 802-864-2266
Registered State(s):
  • LA
  • VT
By the Numbers
  • Total Assets Under Management
    275
    MILLIONS
  • Total Number of Accounts
    448
    ACCOUNTS
  • Average Account Value
    $612,937
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, CO, FL, LA, MA, ME, NH, NY, TX, VA, VT, WA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.