Timothy Humphrey (CRD# 5568212) is an Investment Advisor Representative working at Rock Point Advisors, LLC in Burlington, VT and has over 15 years of experience in the finance industry. Timothy Humphrey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4736078
Poulos Advisors, Inc.
CRD# 4216957
Kestra Advisory Services, LLC
CRD# 1978980
Raymond James & Associates, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Rock Point Advisors, LLC | Burlington, VT | Feb 2015 - Current | 9 |
Barclays Capital Inc. | Boston, MA | May 2012 - Feb 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Nov 2008 |
- LA
- TX
- VT
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Total Assets Under Management527MILLIONS
-
Total Number of Accounts483ACCOUNTS
-
Average Account Value$1,091,679
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, CO, FL, LA, MA, ME, NH, NY, TX, VA, VT, WA
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