Timothy Humphrey, financial advisor Burlington VT
96 score

Timothy Humphrey

CRD Number: 5568212
Current Firm: Rock Point Advisors, LLC

Timothy Humphrey (CRD# 5568212) is an Investment Advisor Representative working at Rock Point Advisors, LLC in Burlington, VT and has over 9 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Rock Point Advisors, LLC Burlington, VT Feb 2015 - Current 3
Barclays Capital Inc. Boston, MA May 2012 - Feb 2015 2
J.p. Morgan Securities Inc. New York, NY Jul 2008 - May 2012 3
Jpmorgan Chase Bank New York, NY Jul 2008 - May 2012 3
Bear, Stearns & Company Inc. New York, NY Oct 2008 - Oct 2008 < 1
St. Michael's College Colchester, VT Aug 2004 - May 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2008
Contact Info for Timothy A. Humphrey
Phone Number: 802-864-2266
Registered State(s):
  • LA
  • VT
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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