Dan Nguyen, financial advisor Calabasas CA
93 score

Dan Nguyen

CRD Number: 5551844
Current Firm: Rks Management, Inc.

Dan Nguyen (CRD# 5551844) is an Investment Advisor Representative working at Rks Management, Inc. in Calabasas, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Rks Management, Inc. Calabasas, CA Nov 2015 - Current 2
Wells Fargo Advisors, LLC Calabasas, CA Jan 2011 - Jan 2016 5
Wells Fargo Bank Calabasas, CA Jul 2007 - Jan 2016 8
Banc Of California Calabasas, CA Aug 2003 - Dec 2015 12
Wells Fargo Investments, LLC Calabasas, CA Jul 2008 - Jan 2011 2
Wells Fargo Bank Calabasas, CA Feb 2005 - Jul 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2008
Contact Info for Dan J. Nguyen
Phone Number: (818) 591-7560
Registered State(s):
  • CA
Current Firm Details
Rks Management, Inc.
Firm's CRD Number: 281440
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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