Robert MaltbieCRD Number: 1111876
Current Firm: Millennium Asset Management, LLC
Robert Maltbie (CRD# 1111876) is an Investment Advisor Representative working at Millennium Asset Management, LLC in Calabasas, CA and has over 20 years of experience in the finance industry.
Cg Financial Services
Fried Asset Management, Inc.
|Bardi Company LLC||Los Angeles, CA||Feb 2015 - Current||1|
|Singular Research, Inc.||Calabasas, CA||Jan 2006 - Current||10|
|Millennium Asset Management, LLC||Calabasas, CA||Jun 1999 - Current||17|
|Monarch Bay Associates, LLC||San Juan Capistrano, CA||Mar 2012 - Apr 2013||1|
|Columbia Capital Securities, Inc.||Los Angeles, CA||Aug 2011 - Apr 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2011|
|S65||NASAA Investment Advisors Law Examination||Jan 1996|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management53MILLIONS
Total Number of Accounts25ACCOUNTS
Average Account Value$2,115,410
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
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