Elaine Ellis (CRD# 3215783) is an Investment Advisor Representative working at Park Avenue Securities LLC in Campbell, CA and has over 21 years of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Guardian Life Insurance Company | Campbell, CA | Sep 2018 - Current | 5 |
| Park Avenue Securities | Campbell, CA | Sep 2018 - Current | 5 |
| Integrated Financial & Insurance Services | San Jose, CA | Mar 1998 - Current | 26 |
| Park Avenue Securities LLC | San Jose, CA | Apr 1999 - Sep 2018 | 19 |
| Guardian Life Ins. Of America | New York, NY | Mar 1998 - Sep 2018 | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2002 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management11,882MILLIONS
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Total Number of Accounts62,811ACCOUNTS
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Average Account Value$189,164
- A percentage of assets under your management
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