Karl Leal (CRD# 5747704) is an Investment Advisor Representative working at Leal Financial Planning in Campbell, CA and has over 14 years of experience in the finance industry. Karl Leal has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Leal Financial Planning | Campbell, CA | Mar 2010 - Current | 14 |
| Securities America, Inc. | San Jose, CA | Dec 2016 - Dec 2016 | < 1 |
| Foothill Securities, Inc. | San Jose, CA | Jan 2012 - Dec 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 2009 |
| S63 | Uniform Securities State Law Examination | May 2014 |
- CA
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Hourly charges
- Financial planning services
CA
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