Richard Carver, financial advisor Canton GA
93 score

Richard Carver

CRD Number: 4578860
Current Firm: Cetera Advisors LLC

Richard Carver (CRD# 4578860) is an Investment Advisor Representative working at Cetera Advisors LLC in Canton, GA and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisors LLC Denver, CO Jan 2013 - Current 3
Multi-financial Securities Corporation Denver, CO Nov 2009 - Dec 2012 3
Bank Of America Atlanta, GA Sep 2009 - Nov 2009 < 1
Merrill Lynch Atlanta, GA Aug 2007 - Nov 2009 2
Multi-financial Securities Corp Denver, CO Mar 2004 - Aug 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2004
S66 NASAA Uniform Combined State Law Examination Nov 2004
Contact Info for Richard S. Carver
Phone Number: 800-929-3485
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    9,424
    MILLIONS
  • Total Number of Accounts
    47,356
    ACCOUNTS
  • Average Account Value
    $199,001
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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