Aaron Kowal (CRD# 4121646) is an Investment Advisor Representative working at Kowal Investment Group, LLC in Cape Coral, FL and has over 20 years of experience in the finance industry. Aaron Kowal has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6376918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2700373
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2305670
Truist Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mutual Securities, Inc. | Camarillo, CA | Sep 2020 - Current | 3 |
| Insurance | Waukesha, WI | Jul 2018 - Current | 5 |
| Insurance-non Variable | Waukesha, WI | May 2010 - Current | 14 |
| Kowal Investment Group, LLC | Waukesha, WI | Jul 2007 - Current | 16 |
| Raymond James Financial Services | Waukesha, WI | Aug 2009 - Sep 2020 | 11 |
| Raymond James Financial Services Advisors, Inc. | Milwaukee, WI | Aug 2009 - Sep 2020 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2003 |
- FL
- TX
- WI
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Total Assets Under Management1,109MILLIONS
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Total Number of Accounts4,527ACCOUNTS
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Average Account Value$244,901
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AZ, CA, CO, FL, IL, MI, MN, NC, NH, TX, WI
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