Adam Franklin (CRD# 4372167) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Carlsbad, CA and has over 22 years of experience in the finance industry.
CRD# 5138196
Lpl Financial LLC
CRD# 6823008
Lifepro Asset Management
CRD# 3274138
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| U.s. Bancorp Investments, Inc. | Carlsbad, CA | Sep 2019 - Current | 4 |
| Unionbanc Investment Services | San Diego, CA | May 2016 - Sep 2019 | 3 |
| Jpmorgan Securities LLC | San Diego, CA | Jul 2013 - May 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2012 |
| S65 | NASAA Investment Advisors Law Examination | May 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2008 |
- CA
-
Total Assets Under Management15,875MILLIONS
-
Total Number of Accounts60,028ACCOUNTS
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Average Account Value$264,455
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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