John House, financial advisor Carlsbad CA
86 score

John House

CRD Number: 1238482
Current Firm: Cetera Advisor Networks LLC

John House (CRD# 1238482) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Carlsbad, CA and has over 32 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Mastertech Financial Advisors, Inc. Minneapolis, MN Apr 2014 - Current 2
Cetera Advisor Networks LLC El Segundo, CA Jan 2013 - Current 3
Swenson Anderson Associates, Inc. Minneapolis, MN Jun 1993 - Current 23
Advisornet Wealth Management Minneapolis, MN Jun 1993 - Current 23
John House, Individually Minneapolis, MN Aug 1985 - Current 31
Connecticut General Life Insurance Compa Bloomfield, CT Feb 1984 - Current 32
Coyote Financial, Inc. Minneapolis, MN Feb 1997 - Apr 2014 17
Financial Network Investment Corporation El Segundo, CA Aug 1995 - Dec 2012 17
Financial Network Investment Corporation Torrance, CA Jun 1993 - Dec 2012 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John A. House
Phone Number: 310-326-3100
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    16,791
    MILLIONS
  • Total Number of Accounts
    70,113
    ACCOUNTS
  • Average Account Value
    $239,482
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86

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