John Lacey, financial advisor Carlsbad CA

John Lacey

CRD Number: 1264017
Current Firm: Edward Jones

John Lacey (CRD# 1264017) is an Investment Advisor Representative working at Edward Jones in Carlsbad, CA and has over 26 years of experience in the finance industry. John Lacey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Edward Jones St.louis, MO Jul 2019 - Current 1
Unemployed Carlsbad, CA Feb 2019 - Jun 2019 < 1
John Hancock Carlsbad, CA Mar 2015 - Jan 2019 3
John Hancock Funds LLC Boston, MA Oct 2013 - Jan 2019 5
John Hancock Anaheim Hills, CA Oct 2013 - Mar 2015 1
Mfs Fund Distributors, Inc. Boston, MA Oct 2007 - Oct 2013 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1994
Contact Info for John A. Lacey
Phone Number: 314-515-2000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    423,237
    MILLIONS
  • Total Number of Accounts
    3,336,586
    ACCOUNTS
  • Average Account Value
    $126,847
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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