![Suzanne De Graw, financial advisor Carlsbad CA](/img/ws/profile-blank-sq.png)
Suzanne De Graw (CRD# 4998371) is an Investment Advisor Representative working at Independent Financial Group, LLC in Carlsbad, CA and has over 18 years of experience in the finance industry.
![Mark Richards, financial advisor Carlsbad CA](/img/ws/profile-blank-sq.png)
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5084834
The Wealth Consulting Group
![Scott Butera, financial advisor Carlsbad CA](/img/ws/profile-blank-sq.png)
CRD# 2946276
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Independent Financial Group | Carlsbad, CA | Nov 2016 - Current | 7 |
Wfg | San Diego, CA | Mar 2005 - Current | 19 |
Suzanne C De Graw | Carlsbad, CA | Feb 1989 - Current | 35 |
Transamerica Financial Advisors, Inc. | San Diego, CA | Jan 2012 - Nov 2016 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2005 |
S65 | NASAA Investment Advisors Law Examination | Sep 2006 |
- CA
-
Total Assets Under Management6,751MILLIONS
-
Total Number of Accounts30,369ACCOUNTS
-
Average Account Value$222,295
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.