Thomas GajdaloCRD Number: 6019882
Current Firm: Axxcess Wealth Management, LLC
Thomas Gajdalo (CRD# 6019882) is an Investment Advisor Representative working at Axxcess Wealth Management, LLC in Carlsbad, CA and has over 5 years of experience in the finance industry. Thomas Gajdalo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Nautilus Advisors LLC
O'reilly Wealth Advisors
Heyman Investment Counseling LLC
|Axxcess Wealth Management, LLC||Carlsbad, CA||Apr 2015 - Current||2|
|Tuttle Wealth Management, LLC||Jamul, CA||Feb 2014 - Current||4|
|Mass Mutual Life Insurance Company||La Jolla, CA||Jan 2012 - Feb 2014||2|
|Mml Investor Services||La Jolla, CA||Jan 2012 - Feb 2014||2|
|Piedmonte Insurance & Financial Services||El Cajon, CA||Mar 2009 - Dec 2011||2|
|Advanced Planning Services||San Diego, CA||Mar 2003 - Feb 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2012|
|S65||NASAA Investment Advisors Law Examination||Apr 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Criminal Record
Total Assets Under Management186MILLIONS
Total Number of Accounts752ACCOUNTS
Average Account Value$247,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, CO, FL, IA, ID, IL, NC, NY, OH, TX
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